![]() | Medical Policy |
| Subject: | Epidermal Growth Factor Receptor (EGFR) Testing | ||
| Policy #: | GENE.00006 | Current Effective Date: | 01/11/2012 |
| Status: | Revised | Last Review Date: | 11/17/2011 |
| Description/Scope |
This document addresses the use of epidermal growth factor receptor (EGFR) mutation and gene amplification testing for predicting the response to drug therapy in individuals with non-small cell lung cancer (NSCLC), and for all other indications.
| Position Statement |
Medically Necessary:
Analysis of mutations in the gene for the epidermal growth factor receptor (EGFR) is considered medically necessary as a technique to predict treatment response to erlotinib (Tarceva®) or gefitinib (Iressa®) in individuals with non-small cell, non-squamous cell lung cancer, if the results of the test will be used to select therapy.
Investigational and Not Medically Necessary:
Analysis of mutations in the gene for epidermal growth factor receptor (EGFR) is considered investigational and not medically necessary for all other uses not specified above.
Analysis of gene amplification for epidermal growth factor receptor (EGFR) is considered investigational and not medically necessary for all indications, including as a technique to predict treatment response to tyrosine kinase inhibitor therapy [e.g., erlotinib (Tarceva®) or gefitinib (Iressa®)] in individuals with non-small cell lung cancer (NSCLC).
| Rationale |
EGFR mutation analysis
The published literature addressing the use of EGFR mutation analysis consists of EGFR mutational analysis correlated with response to either gefitinib or, to a lesser extent, erlotinib; two tyrosine kinase inhibitor drugs (TKIs) used in the treatment of some lung cancers. Given that individuals with advanced NSCLC have few treatment options, the most likely clinical application of EGFR mutational analysis would be to deselect individuals most unlikely to benefit from targeted therapy with a TKI. Therefore, the negative predictive value (NPV) of tumor response is of greatest clinical importance. Relevant, published studies are reviewed here, with an emphasis on the NPV.
Gefitinib (Iressa®)
Han and colleagues retrospectively performed EGFR mutational analysis in 90 consecutive subjects with advanced NSCLC who had received gefitinib; all were of Asian ethnicity (Han, 2005). Of these 90 subjects, 17 harbored EGFR mutations (18%), and 11 of these 17 subjects (64.7%) exhibited a partial remission. In contrast, only 10 of 73 subjects (13.7%) without an EGFR mutation exhibited a partial remission. A higher incidence of EGFR mutations has been found in those of East Asian ethnicity, and it is unclear if the results of the analysis could be generalized to a broader population. In a similarly designed study, Mitsudomi and colleagues performed EGFR mutational analysis on 59 subjects with recurrent NSCLC treated with gefitinib (Mitsudomi, 2005). Mutations were identified in 33 subjects (56%). Response was assessable in 50 subjects, and among these, only 2 of 21 subjects without an EGFR mutation exhibited a response to gefitinib.
The IDEAL-1 and IDEAL-2 studies were randomized studies of gefitinib monotherapy versus placebo in individuals with advanced NSCLC who had received prior chemotherapy. Another set of studies, the INTACT-1 and INTACT-2 studies, compared single-agent chemotherapy with and without gefitinib in previously untreated individuals. Bell and colleagues reported the results of EGFR mutational analysis on subsets of individuals from these trials (Bell, 2005). The negative predictive value of mutational analysis for overall response was 90% in the IDEAL studies while the negative predictive value of mutational analyses was 44% in the INTACT studies.
Mok and colleagues conducted a randomized open-label study comparing gefitinib to chemotherapy in previously untreated individuals with pulmonary adenocarcinoma (2009). In this study, 609 subjects were randomized to receive gefitinib and 608 to receive carboplatin-paclitaxel chemotherapy with the primary endpoint of progression free survival (PFS). At the end of a 12-month follow-up period, overall PFS was 24.0% for the gefitinib group and 6.7% for the chemotherapy group (p < 0.001). In the subgroup that tested positive for an EGFR mutation (n=261), PFS was significantly longer in the gefitinib group than the chemotherapy group (p < 0.001) while the EGFR negative subgroup had significantly longer PFS when treated with chemotherapy compared to gefitinib (p < 0.001). The authors concluded that the presence of an EGFR gene mutation in a tumor is a strong predictor of a better outcome with gefitinib than with carboplatin-paclitaxel as an initial treatment for pulmonary adenocarcinoma.
Erlotinib (Tarceva®)
The National Institute of Canada Clinical Trials Group Study BR.21 randomized study compared the outcomes of erlotinib monotherapy with placebo as a salvage therapy in 731 subjects with advanced NSCLC. Tsao and colleagues reported the results of EGFR mutational analysis in a subset of 100 subjects who received erlotinib, had successful mutational analysis, and who had evaluable disease (Tsao, 2005). Among the 19 subjects with an EGFR mutation, only 3 achieved a response (16%), while 6 of 81 subjects (7%) without an EGFR mutation had a response. Mutational status appeared to have no significant association with responsiveness (P=0.37).
Another study by Clark and others analyzed tumor samples from individuals who participated in the National Institute of Canada Clinical Trials Group Study BR.21 (Clark, 2006). Three hundred and twenty five subjects from the study had evaluable tumor samples which were tested for EGFR expression via immunochemistry. The authors report that the prognostic ability of EGFR expression status testing was not significant at any cut-off point in their study. They concluded that selection or exclusion of individuals with NSCLC for erlotinib therapy after failure of standard therapy for advanced disease should not be based solely on EGFR expression.
In 2009, the Spanish Lung Cancer Group published the findings of a prospective case series study involving 2105 subjects from 129 institutions with stage IIIB disease with pleural effusion or stage IV disease who were prospectively screened for EGFR mutations (Rosell, 2009). Individuals with tumors carrying EGFR mutations were eligible for erlotinib treatment. The study was designed to analyze the association between EGFR mutations and the outcome of treatment with erlotinib. EGFR mutations were found in 350 (16.6%) of all subjects. EGFR mutations were more frequent in women (69.7%), in subjects who had never smoked (66.6%), and in those with adenocarcinoma (80.9%). The mutations found were deletions in exon 19 (62.2%) and L858R (37.8%). Investigators evaluated 296 subjects with tumors carrying an EGFR mutation, 79 did not receive erlotinib treatment (23 declined, 18 died prior to starting treatment, 38 began treatment subsequent to study start date). Of the 217 subjects who received erlotinib, 197 could be evaluated. Of the 197 subjects evaluated, 24 had a complete response, 115 had a partial response; 38 had stable disease, and 20 had progressive disease. Median follow-up was 14 months. Median progression-free survival (erlotinib as first-, second-, or third-line therapy) was 14.0 months and median overall survival was 27.0 months which is an improvement over lung cancer outcomes in trials reported previously where chemotherapy normally yields a 30% response, a 5-month progression-free survival, and a 12 month median survival. Multivariate analysis showed a higher probability of response with exon 19 deletion mutation (odds ratio 3.08; 95% CI, 1.63-5.81; p=0.001) and an age between 61 and 70 years (odds ratio, 2.55; 95% CI, 1.32 TO 4.96; P=0.006), but not with other factors. The authors concluded that screening for EGFR mutation is warranted in women with lung cancer, in those who have never smoked, and in those with non-squamous tumors as a tool to select targeted therapy with erlotinib.
D'Angleo and colleagues conducted a study investigating the correlation of EGFR exon 19 deletions and exon 21 L858R mutations to sex and smoking status in 2,142 lung adenocarcinoma samples from consecutively treated subjects. EGFR mutations were found in 15% of tumors from former smokers, 6% from current smokers, and 52% from never smokers (p < 0.001 for ever vs. never smokers). EGFR mutations in former or current smokers represented 40% of all those detected. EGFR mutations were found in 19% of tumors from men and 26% of tumors from women (p < 0.001). EGFR mutations in men represented 31% of all those detected. The authors conclude that even though the mutation rate is low in men and smokers, they account for a larger portion of those with adenocarcinoma of the lung. Thus, including these populations in routine mutation analysis when being considered for treatment with erlotinib or gefitinib is reasonable and warranted.
At this time there are no peer-reviewed published studies addressing the clinical utility of EGFR mutation analysis in individuals with conditions other than NSCLC.
Gene Amplification
It has been proposed that the measurement of EGFR amplification in NSCLC tumor tissue can be used for the prediction of response to TKI drug therapy. The evidence regarding this question is currently mixed. One study of 102 subjects with advanced NSCLC treated with gefitinib reported that EGFR gene amplification was statistically significantly associated with better drug response, disease control rate, time to progression and survival (Capuzzo, 2005). In contrast, a study of 199 subjects with early stage NSCLC who had undergone surgical resection found no significant survival difference between subjects with or without EGFR amplification (Dacic, 2006). Another study by Tsao and colleagues (2005) evaluated 221 subjects with advanced NSCLC treated with erlotinib. The authors reported that although responsiveness to erlotinib may be associated with EGFR gene amplification (P=0.04), increased survival was not (P=0.10).
The use of EGFR amplification testing for conditions other than NCSLC has been limited. There have been several small studies that have investigated the use of EGFR amplification status in subjects with glioblastoma, head and neck squamous cell cancer (HNSCC), colon and gastric cancers (Cascinu, 2008; da Cunha Santos, 2010; Geyer, 2010; Laurent-Puig, 2009; Saarilahti , 2010; Srividya, 2010; Van Damme, 2010; Yung, 2010). Several of these studies have shown some benefit from EGFR amplification testing. However, at this time the clinical utility of such testing has not been established.
National Comprehensive Cancer Network (NCCN) Guidelines
The National Comprehensive Cancer Network (NCCN) Version 2.2012 guideline for the treatment of NSCLC (2011) includes a category 1 recommendation for EGFR testing for the following NSCLC histologies: adenocarcinoma, large cell, and NSCLC NOS (not otherwise specified). NCCN concluded that EGFR mutation testing is not recommended for squamous cell carcinoma of the lung.
American Society of Clinical Oncology (ASCO) Publication Recommendations
The American Society of Clinical Oncology (ASCO) published a guideline update on chemotherapy for stage IV NSCLC (Azzoli, 2009). This guideline includes an updated recommendation that first-line use of gefitinib may be considered for individuals with a known activating EGFR tumor mutation, but for negative or unknown EGFR mutation status, cytotoxic chemotherapy is still preferred.
Summary
While to date there have not been prospective, randomized clinical trials demonstrating improved survival when EGFR mutation status is used to direct therapy with erlotinib, an increasing number of studies have demonstrated an association between EGFR mutation status and clinical response to erlotinib. However, most are nonconcurrent, prospective or single-arm studies which evaluate the response of EGFR positive and EGFR negative tumors to erlotinib or gefitinib. As noted above, individuals with EGFR mutation positive tumors are likely to respond favorably to erlotinib while individuals without an EGFR mutation (wild-type tumor) are not and individuals with EGFR positive tumors appear to show better response to erlotinib than standard chemotherapy. Taken together, these studies have been used to support consensus opinions and clinical guidelines developed by respected clinical authorities.
| Background/Overview |
According to the American Cancer Society, NSCLC accounts for nearly 85% of all lung cancers. There are multiple sub-types of NSCLC that differ in size, shape, histology and molecular markers (see definitions section). The more common subtypes include: 1) squamous cell carcinoma, which accounts for about 25% to 30% of all lung cancers; 2) adenocarcinoma, which accounts for about 40% of lung cancers; and 3) large-cell undifferentiated carcinoma, which accounts for about 10% to 15% of lung cancers.
A specific glycoprotein called epidermal growth factor receptor EGFR is a tyrosine kinase that has been identified as a major factor in regulating cellular proliferation, differentiation and survival. NSCLC cells frequently have over-expressed and activated genes for EGFR, which are believed to contribute to the growth and progression of this type of cancer. Recent research has focused on the development of EGFR-specific TKIs.
Erlotinib received FDA approval in November of 2004 as salvage therapy for advanced NSCLC, based on the results of a phase III clinical trial that demonstrated a modest survival benefit, 6.7 months median survival compared to 4.7 months in the placebo group. Gefitinib (Iressa) was FDA approved in 2003 through the FDA's accelerated approval process, based on the initially promising results of phase II trials. The labeled indication was limited to individuals with NSCLC who had failed two or more prior chemotherapy regimens. However, in December of 2004 results of phase III trials became available, suggesting that gefitinib was not associated with a survival benefit. In their press release, the FDA noted that in Phase III trials, individuals treated with erlotinib did have a very modest, but statistically significant improvement in survival, implying that this was the preferred agent. In May of 2005, the FDA revised the labeling of gefitinib to further limit its use to individuals who were currently benefiting from the drug, or who had benefited in the past.
Subsequent subgroup analysis over several clinical trials of both of these drugs suggested that factors predicting response were female sex, never having smoked, Asian descent, or bronchioalveolar (type of adenocarcinoma) cancer (as opposed to other NSCLC subtypes). Several studies have now reported that these characteristics are also associated with increased frequency of specific EGFR gene mutations (Paez 2004).
Another issue related to EGFR and NSCLC is gene amplification, which is defined as the presence of an increased number of copies of a specific gene fragment in a chromosome. This is measured using a laboratory method referred to as in-situ hybridization. Gene amplification may lead to production of increased numbers of a gene copies, a process referred to as elevated gene expression. Gene expression is measured by immunohistochemical testing. EGFR gene amplification testing has been proposed as a predictor of clinical response to TKI drugs.
Both EGFR mutation analysis (PCR amplification and gene sequencing) and EGFR gene amplification (fluorescence in-situ hybridization or FISH) are commercially available (Genzyme Genetics Westborough, MA). These tests are regulated under the Clinical Laboratory Improvement Amendments (CLIA). Pre-market approval from the FDA is not required when the assay is performed in a laboratory that observes the CLIA regulations.
| Definitions |
Epidermal Growth Factor Receptor (EGFR): A cell receptor that is associated with regulation of cell growth. This type of receptor is referred to as a tyrosine kinase.
Gene amplification: A genetic variation characterized by the presence of multiple copies of the same genetic code on a chromosome.
Mutation: A permanent, transmissible change in genetic material.
World Health Organization (WHO)/International Association for the Study of Lung Cancer Histologic Classification of Non-Small Cell Lung Carcinomas (NSCLC):
| Coding |
The following codes for treatments and procedures applicable to this document are included below for informational purposes. Inclusion or exclusion of a procedure, diagnosis or device code(s) does not constitute or imply member coverage or provider reimbursement policy. Please refer to the member's contract benefits in effect at the time of service to determine coverage or non-coverage of these services as it applies to an individual member.
When services may be Medically Necessary when criteria are met:
| CPT | |
| 84999 | Unlisted chemistry procedure [when specified as EGFR mutation analysis testing] |
| ICD-9 Diagnosis | |
| 162.0-162.9 | Malignant neoplasm of bronchus and lung |
When services are Investigational and Not Medically Necessary:
For EGFR mutation analysis testing when criteria are not met and for all other uses not specified as medically necessary.
When services are also Investigational and Not Medically Necessary:
When the code(s) describes a procedure indicated in the Position Statement section as investigational and not medically necessary.
| CPT | |
| 84999 | Unlisted chemistry procedure [when specified as EGFR gene amplification testing] |
| ICD-9 Diagnosis | |
| All diagnoses |
Future ICD-10 coding (effective 10/01/2013)
A draft of ICD-10 Coding related to this document, as it might look today, is available for reference and comments at: Appendix 1: Future ICD-10 coding
| References |
Peer Reviewed Publications:
Government Agency, Medical Society, and Other Authoritative Publications:
| Web Sites for Additional Information |
| Index |
EGFR
Epidermal Growth Factor Receptor
Erlotinib
Gefitinib
Iressa®
Tarceva®
Tyrosine Kinase
The use of specific product names is illustrative only. It is not intended to be a recommendation of one product over another, and is not intended to represent a complete listing of all products available.
| Document History |
| Status | Date | Action |
| Revised | 11/17/2011 | Medical Policy & Technology Assessment Committee (MPTAC) review. |
| Revised | 11/16/2011 | Hematology/Oncology Subcommittee review. Updated reference section. Added "for all indications, including" to analysis of gene amplification investigational and not medically necessary statement. Removed "for Non-Small Cell Lung Cancer (NSCLC)" from title. Updated Rationale, Coding and Reference sections. |
| Reviewed | 11/18/2010 | MPTAC review. |
| Reviewed | 11/17/2010 | Hematology/Oncology Subcommittee review. Updated reference section. Added EGFR analysis as medically necessary to predict treatment response to erlotinib (Tarceva) or gefitinib (Iressa) in individuals with specific types of NSCLC. Updated Rationale, Background, Coding, and Reference sections. |
| Reviewed | 11/19/2009 | MPTAC review. |
| Reviewed | 11/18/2009 | Hematology/Oncology Subcommittee review. Corrected title by replacing "Epithelial" with "Epidermal". Updated reference section. |
| Reviewed | 11/20/2008 | MPTAC review. |
| Reviewed | 11/19/2008 | Hematology/Oncology Subcommittee review. No change to position statement. Updated Rationale, Reference sections. |
| 02/21/2008 | The phrase "investigational/not medically necessary" was clarified to read "investigational and not medically necessary." This change was approved at the November 29, 2007 Medical Policy and Technology Assessment Committee (MPTAC) meeting. | |
| Reviewed | 11/29/2007 | MPTAC review. |
| Reviewed | 11/28/2007 | Hematology/Oncology Subcommittee review. Updated Rationale, Reference sections. |
| Reviewed | 12/07/2006 | MPTAC review. |
| Reviewed | 12/06/2006 | Hematology/Oncology Subcommittee review. |
| New | 09/14/2006 | MPTAC initial document development. |